About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise. A leader in Germany and Europe, the bank is continuously growing in North America, Asia and key emerging markets.
With 75,140 employees in 75 countries, Deutsche Bank offers unparalleled financial services throughout the world. The bank competes to be the leading global provider of financial solutions for demanding clients creating exceptional value for its shareholders and people. www.db.com
Compliance Department: The Compliance Department is instrumental in overseeing the Bank’s adherence to Federal and State securities and banking rules and regulations. Its stated mission is to protect the Bank’s integrity and reputation as the leading provider of financial solutions by: (1) advancing lawful and ethical business conduct in the interest of our clients, shareholders and people; and (2) preventing and detecting violations of law through identifying and managing financial services regulatory.
Job Description: Compliance Marketing and Advertising Review Officer in retail banking to review and approve sales and marketing materials for public, registered representative and internal use for a variety of financial products and services including open end mutual funds, closed-end funds, structured products, retirement plans and registered fund of hedge funds. Materials include advertisements, training materials, sales lieterature, share holder reports etc.
Background Skills Required:
3 to 5 years experience reviewing marketing and advertising material Experience with retail products Specific experience with structured products is a plus –not required Financial product knowledge is important Series 7 & 24 required
EDUCATION Bachelor’s degree required
*Deutsche Bank is an Equal Opportunity/Affirmative Action (M/F/D/V) employer.*
A
trade automation, connectivity and compliance solution, the SunGard
Transaction Network (STN) links institutions throughout the financial
services community to facilitate end-to-end transaction processing.
With
more than 4,500 client firms in 60 countries managing more than $12
trillion, Advent has established itself as a leading provider of
mission-critical applications for investment management operations of
all sizes and strategies.
QUMAS
is a global compliance software company offering a complete Enterprise
Governance, Risk and Compliance solution with over 250 customer
deployments.
Belzberg
Technologies has been at the forefront of the electronic trading
evolution from the very beginning, and continues to provide world-class
service, execution and technology to the securities industry.