Leading New York City hedge fund is looking to add a compliance associate with 3-6 years of experience in trade surveillance. This is a top tier fund and will be an excellent opportunity for a compliance associate with experience in testing and trade surveillance.
This is an excellent opportunity for a candidate with 3-6 years of experience in trade surveillance and compliance testing. The fund is looking for candidates with a strong work ethic and a stellar background in trade surveillance and testing. This position will work directly with the Chief Compliance Officer and preference will be given to those with asset management/hedge fund compliance and testing experience. The role will also include growth in other Investment Advisor's Act compliance as well, if the candidate is interested in such expansion of their skill set. This fund is a dynamic, smart and challenging environment. Therefore, candidates must be a good fit and willing to work hard and play hard. Compensation is extremely competitive.
A
trade automation, connectivity and compliance solution, the SunGard
Transaction Network (STN) links institutions throughout the financial
services community to facilitate end-to-end transaction processing.
With
more than 4,500 client firms in 60 countries managing more than $12
trillion, Advent has established itself as a leading provider of
mission-critical applications for investment management operations of
all sizes and strategies.
QUMAS
is a global compliance software company offering a complete Enterprise
Governance, Risk and Compliance solution with over 250 customer
deployments.
Belzberg
Technologies has been at the forefront of the electronic trading
evolution from the very beginning, and continues to provide world-class
service, execution and technology to the securities industry.