Compliance - Head of Client Data and Compliance Operations
Company:
Taylor Root
Location:
China-Hong Kong
Compensation:
Good
Years Experience:
10-15 yrs
Position Type:
Employee
Employment type:
Full time
Updated:
27 Aug 2008
eFC Ref no:
425873
The person taking this critical management role will be responsible for Client Data and Compliance Operations for the entire Asia Pacific region with a current headcount of approximately thirty five employees.
The position requires an experienced and confident individual with strong management and leadership skills. The role will involve liaising with Front Office, Business & Sales teams, Client Service, and Legal & Compliance on a frequent basis.
A
trade automation, connectivity and compliance solution, the SunGard
Transaction Network (STN) links institutions throughout the financial
services community to facilitate end-to-end transaction processing.
With
more than 4,500 client firms in 60 countries managing more than $12
trillion, Advent has established itself as a leading provider of
mission-critical applications for investment management operations of
all sizes and strategies.
QUMAS
is a global compliance software company offering a complete Enterprise
Governance, Risk and Compliance solution with over 250 customer
deployments.
Belzberg
Technologies has been at the forefront of the electronic trading
evolution from the very beginning, and continues to provide world-class
service, execution and technology to the securities industry.