A global bulge bracket investment bank requires Equities Advisory compliance for it's Hong Kong office.
This role will cover Cash Equities in Southeast Asia. Reporting into the Regional Head of Equities Compliance, this role would suit a senior generalist seeking to focus on specialist advisory.
For more information please contract James Hickman on +852 2973 6333 or e-mail jameshickman@taylorroot.com.hk
A
trade automation, connectivity and compliance solution, the SunGard
Transaction Network (STN) links institutions throughout the financial
services community to facilitate end-to-end transaction processing.
With
more than 4,500 client firms in 60 countries managing more than $12
trillion, Advent has established itself as a leading provider of
mission-critical applications for investment management operations of
all sizes and strategies.
QUMAS
is a global compliance software company offering a complete Enterprise
Governance, Risk and Compliance solution with over 250 customer
deployments.
Belzberg
Technologies has been at the forefront of the electronic trading
evolution from the very beginning, and continues to provide world-class
service, execution and technology to the securities industry.