Our client, a boutique Private Bank, is looking for a Junior Compliance Officer to assist the Director of Compliance. Ideally you have already gained some experience in Compliance combined with knowledge of the different financial products.
THE ROLE
As a Junior Compliance Officer you will have the following responsibilities:
Monitor transactions.
Deal with AML/KYC issues.
Quality control of all departments.
Develop internal reporting system and take on projects as necessary.
Keep up to date with regulations.
THE PROFILE
University degree (Bac+ 5).
1-3 Years experience in Compliance or Audit.
Fluent Portuguese, English, French.
Accurate, well developed interpersonal skills and flexible.
A
trade automation, connectivity and compliance solution, the SunGard
Transaction Network (STN) links institutions throughout the financial
services community to facilitate end-to-end transaction processing.
With
more than 4,500 client firms in 60 countries managing more than $12
trillion, Advent has established itself as a leading provider of
mission-critical applications for investment management operations of
all sizes and strategies.
QUMAS
is a global compliance software company offering a complete Enterprise
Governance, Risk and Compliance solution with over 250 customer
deployments.
Belzberg
Technologies has been at the forefront of the electronic trading
evolution from the very beginning, and continues to provide world-class
service, execution and technology to the securities industry.
