EXCELLENT OPPORTUNITY FOR A SENIOR OPERATIONAL RISK MANAGER TO JOIN A PRESTIGIOUS GLOBAL FINANCIAL SERVICES FIRM
GLOBAL FINANCIAL SERVICES FIRM IS IN NEED OF AN EXPERIENCED OPERATIONAL RISK EXECUTVE TO BE RESPONSIBLE FOR THE IDENTIFICATION AND MANAGEMENT OF ALL OPERATIONAL RISK ISSUES RELATING TO THEIR BROKERAGE OPERATIONS. THE DIRECTOR WILL MANAGE A STAFF OF 8 THAT WILL SUPPORT THE MONITORING OF THEOPERATIONAL PROCESSES TO ASSURE THAT THAT PROPER CONTROLS ARE IN PLACE AS WELL AS THE BUSINESS CONTINUITY EFFORTS,INCIDENT MANAGEMENT AND SAS 70 AUDITS. THIS INDIVIDUAL WILL BE A MEMEBER OF THE RISK AND CONTROL COMMITTEEAND BE THE CO-CHAIR OF THE EXECUTIVE RISK MANAGEMENT STEERING COMMITTEE. THERE WILL BE EXTENSIVE INTERFACE WITH OTHER SENIOR MANAGERS OF THE FIRM AS WELL OF THE FIRMS SUBSIDIARIES. QUALIFIED CANDIDATE MUST HAVE AT LEAST 10 YEARS AS AN OPERATIONAL RISK PROFESSIONAL IN A FINANCIAL SERVICES FIRM WITH KNOWLEDGE OF BROKERAGE OPERATIONS OR CAPITAL MARKETS AND EXPERIENCE IN MANAGING A GROUP. A COLLEGE DEGREE IS A MUST, ADVANCED DEGREE A PLUS. A SOLID KNOWLEDGE OF ALL US FINANCIAL MARKET REGULATIONS AND ALL ASPECTS OF OPERATIONAL RISK IS A MUST. EXCELLENT VERBAL AND WRITTEN COMMUNICATIONS ARE NEEDED AS WELL AS THE ABILITY TO MAKE PRESENTATIONS TO THE MOST SENIOR MANAGERS OF THE FIRM AND ITS VARIOUS DIVISIONS. THE FIRM OFFERS AN EXCELLENT COMPENSATION PACKAGE WITH TOTAL COMP $250+ AND EXCELLENT BENEFITS. SOME TRAVEL IS REQUIRED.
A
trade automation, connectivity and compliance solution, the SunGard
Transaction Network (STN) links institutions throughout the financial
services community to facilitate end-to-end transaction processing.
With
more than 4,500 client firms in 60 countries managing more than $12
trillion, Advent has established itself as a leading provider of
mission-critical applications for investment management operations of
all sizes and strategies.
QUMAS
is a global compliance software company offering a complete Enterprise
Governance, Risk and Compliance solution with over 250 customer
deployments.
Belzberg
Technologies has been at the forefront of the electronic trading
evolution from the very beginning, and continues to provide world-class
service, execution and technology to the securities industry.