Regulatory Oversight for Equities and Capital Markets
Company:
Michael Page (Compliance)
Location:
UK-London
Compensation:
A great package is available for the right candidate, base of £70-100K plus excellent benifits
Position Type:
Employee
Employment type:
Full time
Updated:
23 Jul 2008
eFC Ref no:
448544
A group level position carrying out Regulatory Oversight for the London based Head office of an international Banking Firm
My client is looking for a top level performer with a background in Equities and capital markets compliance to work in a group role based in The City of London. As a senior manager on the Regulatory Oversight team you will be responsibility for providing assurance to senior and executive management that the Group's regulatory risk profile is evaluated and managed appropriately, through undertaking risk-based, global assurance and oversight activities and ensuring the effective identification, assessment, management and monitoring of regulatory risks in accordance with Group Risk Management standards. You will be the team specialist for equities and Capital Markets.
The right candidate for the Regulatory Risk Oversight team will ideally meet the following criteria: • In depth understanding of regulatory risk management solution delivery to business functions which includes operating in an oversight capacity. • In depth understanding of business strategy and operations in a globalWholesale business. • Proven track record of leading regulatory projects and delivering outputs to senior and/or executive management within a global financial services business. • Proven track record of regulatory implementation or oversight delivery. • Broad knowledge of Risk Management and Control appropriate to a global financial services institution. • Management of teams of multi-skilled professionals including responsibility for recruitment, staff development and performance management. Proven ability to manage complex projects and teams across different business areas.
*My Client will consider any candidates with a strong knowledge of Equities and the Asian markets from a compliance perspective.*
A
trade automation, connectivity and compliance solution, the SunGard
Transaction Network (STN) links institutions throughout the financial
services community to facilitate end-to-end transaction processing.
With
more than 4,500 client firms in 60 countries managing more than $12
trillion, Advent has established itself as a leading provider of
mission-critical applications for investment management operations of
all sizes and strategies.
QUMAS
is a global compliance software company offering a complete Enterprise
Governance, Risk and Compliance solution with over 250 customer
deployments.
Belzberg
Technologies has been at the forefront of the electronic trading
evolution from the very beginning, and continues to provide world-class
service, execution and technology to the securities industry.
