A Leading Asset Management Company is searching for a Head of Compliance, the position is based in Hong Kong. There are 3 members in this team.
Key Resposibilities: - To lead the compliance operation team in Hong Kong office. - To ensure appropriate compliance arrangement are in place and to follow SFC rules and regulations. - Develop and enhance internal policies, procedures and tools to support compliance program. - Advice on regulatory compliance issues and work closely with fund managers on all compliance related matters. - To conduct periodic training to operation staff on relevant compliance and regulatory matters. - To co-ordinate with inernal/external auditors and regulators. Pre-requisites: - An outstanding degree from a finance related discipline. - Minimum 5 years of experience in compliance from Asset Management Company and/or other Banking and financial services industry. - Minimum 3 years of experience in management role. - Preferably a good understanding of SICAV operations. - Strengths as a strategic thinker, decisive and a problem solver. - Proven Interpersonal and communicational skills in both written and spoken, and strong analytical skills. - Ability to work under pressure. -Professional Maturity and high level energy. An eciting career opportunity and competitive remuneration package awaits the right candidate. Interested candidates are invited to submit their resume in MSWord to eryn_su@bticonsultants.com *All applications will be treated in strict confidence* **We regret that only short-listed candidates will be notified**
A
trade automation, connectivity and compliance solution, the SunGard
Transaction Network (STN) links institutions throughout the financial
services community to facilitate end-to-end transaction processing.
With
more than 4,500 client firms in 60 countries managing more than $12
trillion, Advent has established itself as a leading provider of
mission-critical applications for investment management operations of
all sizes and strategies.
QUMAS
is a global compliance software company offering a complete Enterprise
Governance, Risk and Compliance solution with over 250 customer
deployments.
Belzberg
Technologies has been at the forefront of the electronic trading
evolution from the very beginning, and continues to provide world-class
service, execution and technology to the securities industry.