Leading Investment Bank still actively recruiting for a Commodities Advisory Compliance Associate Director.
You will participate in…
Leading on provision of Compliance oversight of Commodities business, including developing close working relationships with front office and other relevant infrastructure staff.
Assisting in the development and the roll-out of bespoke Compliance training programmes
Managing relationships with commodities exchanges, responding to enquiries as required
Project managing various business projects with compliance implications
Displaying willingness to network, developing link within the industry and contributing to work of trade associations
In addition, as a member of the team, providing advise to all Sales and Trading areas
Assisting in the Global co-operation effort in respect of Sales and Trading Compliance coverage
The inherent nature of this role requires candidates to display the following attributes:
Experience of Commodities markets
Compliance experience in an investment bank
Experience of developing policy, assessing risk, implementing procedures, training, monitoring and review
A
trade automation, connectivity and compliance solution, the SunGard
Transaction Network (STN) links institutions throughout the financial
services community to facilitate end-to-end transaction processing.
With
more than 4,500 client firms in 60 countries managing more than $12
trillion, Advent has established itself as a leading provider of
mission-critical applications for investment management operations of
all sizes and strategies.
QUMAS
is a global compliance software company offering a complete Enterprise
Governance, Risk and Compliance solution with over 250 customer
deployments.
Belzberg
Technologies has been at the forefront of the electronic trading
evolution from the very beginning, and continues to provide world-class
service, execution and technology to the securities industry.
