A new position has arisen in the market with our client, a leading prominent financial services group, to join their compliance department and offers the chance to grow with an expanding business.
As the deputy head of compliance, this is a fantastic opportunity to join an aggressively expanding banking group which can offer real long term succession plans with in the firm. This is a key hire to the group and requires someone with deep technical compliance knowledge and exposure to working on and leading global compliance programmes. With oversight for compliance across multiple business areas and jurisdictions, the role will be to work alongside the Head of Compliance setting long term strategy, policy and procedures for the firm.
Previous experience at implementing policy and procedures is important as well as the ability to build and maintain business wide relationships with team members, divisional departments and senior management. Strong communication skills are essential along with demonstrating a proven track record in achieving buy-in and support with front office areas and new business strategy.
Good product knowledge and previous experience in regulatory affairs would be advantageous as well as strong relationships with external regulatory bodies.
We would welcome the opportunity to speak with potential candidates and can provide further details upon request.
A
trade automation, connectivity and compliance solution, the SunGard
Transaction Network (STN) links institutions throughout the financial
services community to facilitate end-to-end transaction processing.
With
more than 4,500 client firms in 60 countries managing more than $12
trillion, Advent has established itself as a leading provider of
mission-critical applications for investment management operations of
all sizes and strategies.
QUMAS
is a global compliance software company offering a complete Enterprise
Governance, Risk and Compliance solution with over 250 customer
deployments.
Belzberg
Technologies has been at the forefront of the electronic trading
evolution from the very beginning, and continues to provide world-class
service, execution and technology to the securities industry.
