Stockbroker in Sioux Falls, SD will provide excellent customer in a professional manner, have a current Series 7 and Series 63 license, and continuously strive for excellence. A Scottrade Broker works as part of a team and believes in customer service, professionalism, and each other.
DUTIES AND RESPONSIBILITIES:
Provide excellent customer service in a professional manner
Establish and maintain new accounts
Execute trades for customers (walk-in and over the phone)
Ensure all phone conversations with customers are recorded
Provide stock quotes and news to customers
Accept customer checks and stock certificates
Follow up on pending ACATS transfers
Provide customer service for all aspects of account maintenance (account activity, pull history when necessary)
Assist internet customers when the internet is down and answer any technical questions about Scottrade.com
Work with margin accounts, give buying power, & balances
Keep up with reorg items, margin delinquencies, work short option report
Follow up on leads from potential customers
Enable Internet customers to Internet access; educate customers as to the workings of the market
Other projects/duties as assigned.
Required Skills:
A current Series 7 and Series 63 license
1 to 3 years customer service experience required
Clean U4 securities record
Online brokerage industry experience preferred
Understanding of the stock market
Excellent verbal and written communication skills
Must be able to maintain a high degree of confidentiality
Excellent organizational skills, research and problem solving skills
Excellent computer skills including a proficient understanding of the internet
Foster company success through a professional appearance, being courteous to customers & all Scottrade associates, and by having a positive attitude
A
trade automation, connectivity and compliance solution, the SunGard
Transaction Network (STN) links institutions throughout the financial
services community to facilitate end-to-end transaction processing.
With
more than 4,500 client firms in 60 countries managing more than $12
trillion, Advent has established itself as a leading provider of
mission-critical applications for investment management operations of
all sizes and strategies.
QUMAS
is a global compliance software company offering a complete Enterprise
Governance, Risk and Compliance solution with over 250 customer
deployments.
Belzberg
Technologies has been at the forefront of the electronic trading
evolution from the very beginning, and continues to provide world-class
service, execution and technology to the securities industry.
